Whirlpool Corp v Camco Inc, 2000 SCC 67 [Whirlpool] In Whirlpool, the Supreme Court of Canada observed that a double patenting inquiry involves a comparison between the claims of two patents, not a comparison of the disclosure.
63 It is clear that the prohibition against double patenting involves a comparison of the claims rather than the disclosure, because it is the claims that define the monopoly.
The Court also addressed the question of just how close the claims must be to justify invalidation of the subsequent patent. The Court identified two tests, which it referred to as branches of the prohibition on double patenting. In the first branch, same invention
double patenting, the claims must be identical or coterminous
. In the second branch, obviousness
double patenting, which is broader, the later patent has claims that are not patentably distinct
from those of the earlier patent, or involve no novelty or ingenuity.
64 The Federal Court of Appeal has adopted the test that the claims must be identical or conterminous
: Beecham Canada Ltd. v. Procter & Gamble Co. (1982), 61 C.P.R. (2d) 1, at p. 22. This verbal formulation derives from an editorial comment by Dr. H. G. Fox, Q.C., on Lovell Manufacturing Co. v. Beatty Bros. Ltd., reported at (1962), 23 Fox Pat. C. 112, at pp. 116-17:
Letters patent are not granted at pleasure, but for a term of years and the grant of a second patent with respect to the same subject-matter would be void under this statute [6 Henry VIII, c. 15, 1514] and by the Statute of Monopolies, as well as at common law and by the terms of section 28(1)(b) of the Canadian Patent Act. But for this purpose the subject-matter of the two grants must be identical. A subsequent claim cannot be invalidated on the ground of prior claiming unless the two claims are precisely conterminous.
65 This branch of the prohibition on double patenting is sometimes called same invention
double patenting. Given the claims construction adopted by the trial judge it cannot be said that the subject matter of the ’734 patent is the same or that the claims are identical or conterminous
with those of the ’803 patent.
66 There is, however, a second branch of the prohibition which is sometimes called obviousness
double patenting. This is a more flexible and less literal test that prohibits the issuance of a second patent with claims that are not patentably distinct
from those of the earlier patent. In Commissioner of Patents v. Farbwerke Hoechst Aktiengesellschaft Vormals Meister Lucius & Bruning, [1964] S.C.R. 49, the issue was whether Farbwerke Hoechst could obtain a patent for a medicine that was a diluted version of a medicine for which it had already obtained a patent. The claims were neither identical nor conterminous. Judson J. nevertheless held the subsequent patent to be invalid, explaining at p. 53:
A person is entitled to a patent for a new, useful and inventive medicinal substance but to dilute that new substance once its medical uses are established does not result in further invention. The diluted and undiluted substance are but two aspects of exactly the same invention. In this case, the addition of an inert carrier, which is a common expedient to increase bulk, and so facilitate measurement and administration, is nothing more than dilution and does not result in a further invention over and above that of the medicinal itself. [Emphasis added in Whirlpool.]
67 In Consolboard, supra, Dickson J. referred to Farbwerke Hoechst as the main authority on double patenting
(p. 536) which stood for the proposition that a second patent could not be justified unless the claims exhibited novelty or ingenuity
over the first patent:
Judson J. for the Court said that the second process involved no novelty or ingenuity, and hence the second patent was unwarranted.
Merck & Co, Inc v Pharmascience inc, 2010 FC 510 [Finasteride] In the passage below, Justice Hughes noted the distinction between invalidity on the basis of obviousness
double patenting and invalidity on the basis of obviousness.
[124] What is important to keep in mind is that the exercise required in the inquiry as to whether there is double patenting is that the claims of the earlier patent owned by the same patentee as the latter must be compared with the claims of the latter to see if they are identical or co-terminus
, or whether the latter is obvious
in view of the former. Therefore, the exercise is somewhat different than that of dealing with obviousness of a patent having regard to the art that would have been known to a person skilled in the art as of the relevant time. The exercise respecting double patenting is to present the notional person skilled in the art with the claims of the first patent and inquire whether what is claimed in the second patent was identical or co-terminus
with the first or would have been obvious in light of the earlier patent. The inquiry must not bother with any inquiry as to whether the earlier patent would have come to the attention of the notional person skilled in the art. Nor does the inquiry extend to the validity or otherwise of the claims of the earlier patent. Nor does the inquiry extend to prior art
beyond the earlier patent, as Binnie J. wrote at paragraph 67 of Whirlpool, the inquiry is whether a second patent can be justified unless the claims exhibit novelty or ingenuity
over the first patent. As the Supreme Court of Canada, Binnie J. said in another case, Apotex Inc. v. AstraZeneca Canada Inc., [2006] 2 S.C.R. 560 at paragraph 39, there is an evident (and entirely understandable) commercial strategy of the innovative drug companies to evergreen their products by adding bells and whistles to a pioneering product even after the original product for that patent has expired. This is the evergreening
problem discussed in Whirlpool, supra.
[Emphasis in original.]
Eli Lilly Canada Inc v Apotex Inc, 2015 FC 875 After reviewing the relevant jurisprudence, Justice Gleason laid out a three-step inquiry for assessing a claim of double patenting.
[68] Thus, to recap, in order to assess a claim of double patenting, the court must undertake the following three-step inquiry:
- First, it must set out what is claimed in each of the patents, construing the claims, if necessary;
- Second, the court must determine if the claims in the two patents are identical. If they are and the same invention is claimed, the second patent will be void for same invention or coterminous double patenting; and
- Finally, if the inventions claimed in the two patents are not identical, the court must then go on to determine if the invention claimed in the later patent is inventive or patentably distinct from the invention claimed in the earlier patent. If not, then the second patent will be void for obviousness-type double patenting.
Mylan Pharmaceuticals ULC v Eli Lilly Canada Inc, 2016 FCA 119 The Federal Court of Appeal summarized the law on double patenting as follows:
[26] The double-patenting doctrine holds that a claim is invalid if it constitutes patenting of an invention that has already been claimed in a previous patent. It is aimed at the problem of evergreening; extending the monopoly that was granted on the first patent by filing a new patent that does not offer a new invention to the public. As such, the doctrine of double-patenting prevents a patentee from violating the bargain at the heart of the patent system.
[27] In Whirlpool, the Supreme Court of Canada recognised two types of double-patenting. The first is same-invention
double-patenting, which occurs when the claims of the second patent are outright identical or coterminous
to the first. This is not alleged in this case. The second is obviousness-type
double-patenting, which occurs when the second patent is not identical to the first, but is nonetheless not patentably distinct
from the first.
[28] Invalidity on the basis of obviousness-type double-patenting is not the same as invalidity on the basis of obviousness. Obviousness is directed at the question of whether an invention
(in the legal sense) exists at all. Obviousness-type double-patenting has a different policy justification; the prevention of evergreening an existing patent through what would otherwise be a valid patent but is, in effect, an extension of the patent that has already been granted: Merck & Co., Inc. v. Pharmascience inc., 2010 FC 510, at para. 124, 368 F.T.R. 1. Some of the differences are contested issues in this appeal, but a few uncontroversial distinctions between the two variants of the doctrine can be noted.
[29] In an obviousness challenge, any piece of prior art, including a collection of works, can be cited as rendering the impugned patent obvious and therefore not patentable: Sanofi-Synthelabo at paras. 67-71. By contrast, in an obviousness-type double-patenting challenge, only the earlier patent can be cited as rendering the impugned patent not patentably distinct; any other prior art is only relevant insofar as it contributes to the common general knowledge of the skilled person.
[30] Finally, in an obviousness challenge, subsection 28.3(a) of the Patent Act provides that any information disclosed by the patentee within a year prior to the filing cannot be cited as prior art that renders the patent obvious. This effectively gives the patentee a one-year grace period before filing in which it can make disclosures without worrying that those disclosures will be the basis of an obviousness attack. Double-patenting is not subject to subsection 28.3(a), which is what allows the earlier patent to be cited if it was published within a year of the filing date of the impugned patent.